What is Cognitive Radio?
 
What is Cognitive Radio? In this section, we define cognitive radio and investigate the algorithms and types of technologies that already exist. 9.3.1 Definitions of Cognitive Radio As any newly emerging technology, the definition of “cognitive radio” can be seen in many different ways. In fact, the term Cognitive Radio means different things to different audiences. The earlier definition by Joseph Mitola in his dissertation titled “Cognitive Radio – An Integrated Agent Architecture for Software Defined Radio” [794], was given as follows. The cognitive radio identifies the point at which wireless PDAs and the related networks are sufficiently computationally intelligent on the subject of radio resources and related computer-to-computer communications to (a) detect user communications needs as a function of use context, and (b) to provide radio resources and wireless services most appropriate to those needs. Cognitive radio increases the awareness that computational entities in radios have of their locations, users, networks, and the larger environment. Mitola included the concept of machine learning as a property of cognitive radio. Mitola’s definition on cognitive radio includes a high level of awareness and autonomy, in a sense that cognition tasks, that might be performed, range in difficulty from the goal driven choice of RF band, air interface, or protocol to higher-level tasks of planning, learning, and evolving new upper layer protocols. The FCC gave the following definition on cognitive radio [795]. A cognitive radio is a radio that can change its transmitter parameters based on interaction with the environment in which it operates. At the same time, it should also note that FCC refers to a SDR as a transmitter in which the operating parameters . . . can be altered by making a change in software that controls the operation of the device without . . . changes in the hardware components that affect the radio frequency emissions. It went on to claim that the majority of cognitive radios will probably be SDRs, but neither having software nor being field reprogrammable are requirements of a cognitive radio. To summarize from the aforementioned two versions of definitions on cognitive radio, we can see that Mitola emphasized the level of device/network intelligence which adapts to user activity; while the FCC seems primarily concerned with a regulatory friendly view, focused on transmitter behavior at the moment. Therefore, the relationship between the cognitive radio and SDR from the views of Mitola and the FCC can be seen in Figure 9.3, where cognitive radio adapts to the spectrum environment; while SDR adapts to the network environment. They partially overlap in their functionalities. 9.3.2 Basic Cognitive Algorithms It is therefore not difficult to discern that a fully functional cognitive radio should have the ability to do the following works: (1) Tune to any available channel in the target band. (2) Establish network communications and operate in all or part of the channel. (3) Implement channel sharing and power control protocols which adapt to spectra occupied by multiple heterogeneous networks. (4) Implement adaptive transmission bandwidths, data rates, and error correction schemes to obtain the best throughput possible. (5) Implement adaptive antenna steering to focus transmitter power in the direction required to optimize received signal strength. The core of a cognitive radio is its inherent intelligence, which makes it different from any normal wireless terminal available today, in either 2- or 3G systems. This intelligence will allow a cognitive radio to scan all possible frequency spectra before it makes an intelligent decision on how and when to make use of a particular sector of the spectrum for communications. Therefore, it is inevitable that a cognitive radio needs great signal processing power to deal with the vast amounts of data it captures from various radio channels. Thus, the capability to process all those enormous amounts of data on a real-time or quasi-real-time basis is a must for any cognitive radio. It is still too early to specify exactly the algorithms that a cognitive radio should use at the moment of writing this book. However, we would like to provide some evidence as to how a primitive cognitive radio may behave. Obviously, any cognitive radio has to use the following two protocols for its very basic operation: (1) DFS, and (2) TPC. The DFS was originally used to describe a technique to avoid radar signals by 802.11a networks which operate in the 5 GHz U-NII band. Now, it has been generalized to refer to an automatic frequency selection process intended to achieve some specific objective (like avoiding harmful interference to a radio system with a higher regulatory priority). On the other hand, TPC was originally a mechanism for 802.11a networks to lower aggregate transmit power by 3 dB from the maximum regulatory limit to protect Earth Exploration Satellite Systems (EESS) operations. Now it has been generalized to a mechanism that adaptively sets transmit power based on the spectrum or regulatory environment. These two protocols will become a must for all cognitive radios. In addition, a cognitive radio should have IPD capability [799], which is another key cognitive radio behavior. The IPD is the ability to detect an incumbent user (one with regulatory priority) based on a specific spectrum signature. The operation of IPD bears the following characteristics: (1) DFS requires an IPD protocol to identify unoccupied, or lightly used frequencies. (2) IPD includes detection schemes focused on the characteristics of the specific incumbents in the band, or bands, that the cognitive radio is designed to support. (3) IPD eliminates the need for geo-location techniques (GPS, etc.) to determine the location of the radio and, using a database, identifies unused channels. As both TPC and IPD algorithms are intuitive, as suggested by its name, we will only explain the implementation of the DFS cognitive algorithms in depth, in the following text. The DFS algorithm was originally proposed in the ITU-R recommendation M.1461 [807] to avoid possible interference to existing radar operations in the vicinity. Many radar systems and unlicensed devices operating co-channels in proximity could produce a scenario where mutual interference is experienced. The DFS methodology is used to compute the received interference power levels at the radar and unlicensed device receivers. A DFS algorithm may provide a means of mitigating this interference by causing the unlicensed devices to migrate to another channel once a radar system has been detected on the currently active channel. This model first considers the interference caused by the radar to the unlicensed device at the output of the unlicensed device antenna. If the received interference power level at the output of the unlicensed device antenna exceeds the DFS detection threshold, the unlicensed device will cease transmissions and move to another channel. The algorithm then computes the aggregate interference to the radar from the remaining unlicensed devices. Each of the technical parameters used in the method and the radar interference criteria will also be described. The received signal level from the radar at the output of the unlicensed device antenna can be evaluated by using the following equation: IU = PRadar + GRadar + GU − LRadar − LU − LP − LL − FDR (9.1) where IU is the received interference power at the output of the unlicensed device antenna in dBm, PRadar is the peak power of the radar in dBm, GRadar is the antenna gain of the radar in the direction of the unlicensed device in dBi, GU is the antenna gain of the unlicensed device in the direction of the radar in dBi, LRadar is the radar transmit insertion loss in dB, LU is the unlicensed device receive insertion loss in dB, LP is the propagation loss in dB, LL is the building and nonspecific terrain losses in dB, and FDR is the frequency dependent rejection in dB. Equation (9.1) is calculated for each unlicensed device in the distribution. The value obtained is then compared to the DFS detection threshold under investigation. Any unlicensed device for which the threshold has been exceeded will begin to move to another channel, and consequently is not considered in the calculation of interference to the radar, as given by IRADAR = PU + GU + GRadar − LU − LRadar − LP − LL − FDR (9.2) where IRADAR is the received interference power at the input of the radar receiver in dBm, PU is the power of the unlicensed device in dBm, GU is the antenna gain of the unlicensed device in the direction of the radar in dBi, GRadar is the antenna gain of the radar in the direction of the unlicensed device in dBi, LU is the unlicensed device transmit insertion loss in dB, LRadar is the radar receive insertion loss in dB, LP is the radio-wave propagation loss in dB, LL is the building and nonspecific terrain losses in dB, and FDR is the frequency dependent rejection in dB. With the help of equation (9.2), we can calculate each unlicensed device being considered in the analysis that has not detected energy from the radar in excess of the DFS detection threshold. These values are then used in the calculation of the aggregate interference to the radar by the unlicensed devices using the following equation: IAGG = N j=1 IRADAR j (9.3) where IAGG is the aggregate interference to the radar from the unlicensed devices in Watts, N is the number of unlicensed devices remaining in the simulation, and IRADAR is the interference caused to the radar from an individual unlicensed device in Watts. It is necessary to convert the interference power calculated in Equation (9.2) from dBm to Watts before calculating the aggregate interference seen by the radar using Equation (9.3). The parameters used in the above DFS algorithm can be explained as follows: To obtain “radar antenna gain” (GRadar), we need to know the azimuth and elevation antenna pattern models for the radar considered. The models should provide the antenna gain as a function of an off-axis angle for a given main beam antenna gain. The unlicensed device power level (PU ) in this analysis is assumed to be 38 dBm and 6.6 dBm. The building and nonspecific terrain losses (LL) include building blockage, terrain features, and multipath. In the above analysis, this loss has been treated as a uniformly distributed random variable between 1 and 10 dB for each radar unlicensed device path. When determining Radar and Unlicensed Device Transmit and Receive Insertion Losses (LRadar and LU ), we have assumed that the analysis includes a nominal 2 dB for the insertion losses between the transmitter and receiver antenna and the transmitter and receiver inputs for the radar and the unlicensed device. Finally, to compute the radio-wave propagation loss (LP ), the NTIA Institute for Telecommunication Sciences Irregular Terrain Model (ITM) was used [808]. The ITM model computes radio-wave propagation based on the electromagnetic theory and on the statistical analysis of both terrain features and radio measurements to predict the median attenuation as a function of distance and variability of the signal in time and space. 9.3.3 Conceptual Classifications of Cognitive Radios The characteristic features of a cognitive radio have a lot to do with the spectrum facts in different regions or countries. If we are only looking at the US market, we will see that a lot of spectra have been assigned for licensed use by the FCC. Actual spectrum use varies dramatically from region to region: spectrum is more congested in urban areas, and hardly used in rural areas. Some licensed services only operate in a few locations nationally (for example, Fixed Satellite Services). Even in urban areas, only a fraction of available spectra is in continuous use. We have to admit that, in terms of reclaiming fallow spectrum, a lot of low hanging fruit is available for harvest using cognitive techniques. Regulatory activity is just beginning to open up opportunities to reclaim lightly used spectra for new services. Currently, there are two conceptual forms of cognitive radios. One is called full cognitive radio, in which every possible parameter observed by the wireless node and/or the network is taken into account while making a decision on the transmission and/or reception parameter change. The other is called Spectrum Sensing Cognitive Radio, which is a special case of Full Cognitive Radio in which only the RF spectrum is observed. Also, depending on the parts of the spectrum available for cognitive radio, we can distinguish “Licensed Band Cognitive Radio” and “Unlicensed Band Cognitive Radio.” When a cognitive radio is capable of using bands assigned to licensed users, apart from the utilization of unlicensed bands such as the U-NII band or the ISM band, it is called a Licensed Band Cognitive Radio. One of the Licensed Band Cognitive Radio-like systems is the IEEE 802.15 Task group 2 [802] specification. On the other hand, if a cognitive radio can only utilize the unlicensed parts of a RF spectrum, it is an Unlicensed Band Cognitive Radio. An example of an Unlicensed Band Cognitive Radio is IEEE 802.19 [803]. Although cognitive radio was initially thought of as an SDR extension (Full Cognitive Radio), most of the current research work is focused on Spectrum Sensing Cognitive Radio, particularly on the utilization of TV bands for communication. The essential problem of Spectrum Sensing Cognitive Radio is the design of high-quality spectrum sensing devices and algorithms for exchanging spectrum sensing data between different nodes in a cognitive radio network. It has been shown in [804] that a simple energy detector cannot guarantee the accurate detection of signal presence. This calls for more sophisticated spectrum sensing techniques and requires that information about spectrum sensing must be regularly exchanged between nodes. In [805], the authors showed that the increasing number of cooperating sensing nodes decreases the probability of false detection. To adaptively fill free RF bands, OFDM seems to be a perfect candidate. Indeed in [801] T. A. Weiss and F. K. Jondral from the University of Karlsruhe, Germany, proposed a Spectrum Pooling system in which free bands sensed by nodes were immediately filled by OFDM subbands. Some of the applications of Spectrum Sensing Cognitive Radio include emergency networks and WLAN higher throughput, and transmission distance extensions.
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